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551	IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and ) Add to Reading List Source URL: securitiesdiary.files.wordpress.com Language: English - Date: 2015-02-24 13:11:25 Financial services 76th United States Congress Employment compensation Institutional investors Investment Advisers Act Financial adviser Hedge fund Pension U.S. Securities and Exchange Commission Financial economics Investment Finance
552	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 15:00:10 Financial regulation Financial economics Investment SEC Rule 10b-5 Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Security Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
553	1345 AVENUE OF THE AMERICAS NEW YORK, NEW YORKTELEPHONE: (FACSIMILE: (www.egsllp.com Add to Reading List Source URL: www.egsllp.com Language: English - Date: 2015-05-20 12:00:15 Finance Securities United States securities law United States Securities and Exchange Commission Private equity Private investment in public equity Financial Industry Regulatory Authority Security U.S. Securities and Exchange Commission Financial economics Investment Stock market
554	Muni Bond Newsletter SPEER FINANCIAL, INC. REGISTERED INDEPENDENT MUNICIPAL ADVISOR JANUARY 2015 EDITION Add to Reading List Source URL: www.speerfinancial.com Language: English - Date: 2015-02-16 13:06:30 Municipal Securities Rulemaking Board United States securities law 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal bond Securities Exchange Act Revenue bond Law Financial regulation Government
555	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 06:08:32 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Finance
556	Vol. 80 Wednesday, No. 92 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2015-05-13 11:24:44 United States securities law 73rd United States Congress United States Securities and Exchange Commission United States housing bubble Commodity Futures Trading Commission Financial markets Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit default swap Financial economics Financial regulation Finance
557	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 16:34:13 76th United States Congress Financial regulation 73rd United States Congress Fair Fund Government U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Investment Company Act United States securities law United States Securities and Exchange Commission Corporate crime
558	Digging for Transparency How U.S. companies are only scratching the surface of conflict minerals reporting 1 Digging for Transparency How U.S. companies are Add to Reading List Source URL: www.globalwitness.org Language: English Conflict minerals Minerals Mining in Rwanda Law Dodd–Frank Wall Street Reform and Consumer Protection Act Global Witness Due diligence Democratic Republic of the Congo U.S. Securities and Exchange Commission Mining in the Democratic Republic of the Congo Africa Natural resources
559	Before you invest, ask questions. That’s the best advice we can give you about how to invest wisely. We see too many investors who might have avoided trouble and losses if they had asked basic questions from the start. Add to Reading List Source URL: www.dfcs.oregon.gov Language: English - Date: 2015-01-30 17:55:27 Financial services Collective investment schemes Funds Mutual fund Financial adviser Stock market Short U.S. Securities and Exchange Commission Rate of return Financial economics Investment Finance
560	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 13, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-13 07:32:59 Securities Exchange Act Securities and Exchange Commission Form 10-Q Government United States SEC filings U.S. Securities and Exchange Commission Financial regulation

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